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NEW QUESTION: 1
Which of the following persons is not subject to the fingerprinting requirements of the Securities Exchange Act of 1934?
I. a registered transfer agent of a securities exchange
II. a firm that engages only in the sale of mutual fund shares
III. a receptionist at a brokerage firm who answers phones and directs calls to the agents employed by the firm
IV. a market maker in the over-the-counter market
A. II and III only
B. II, III, and IV only
C. I and III only
D. III only
Answer: A
Explanation:
Explanation/Reference:
Explanation: Only Selections II and III are not subject to the fingerprinting requirements of the Securities Exchange Act of 1934. Firms that engage only in the sale of open-end investment company (mutual fund) shares, as described in Selection II, are exempt; and employees who do not engage in the sale of securities or activities involving any aspect of the securities or monies of a non -exempt firm are exempt, which is the case for the receptionist at the brokerage firm described in Selection III.

NEW QUESTION: 2
Which Cisco business values are demonstrated by scalable solutions and network adaptability?
A. protection
B. flexibility
C. completeness
D. control
E. cost effectiveness
Answer: D

NEW QUESTION: 3
Which of the following would be helpful when justifying the funding required for a compensating control?
A. Risk analysis
B. Business case
C. Threat assessment
D. Business impact analysis
Answer: D

NEW QUESTION: 4
Which firepower preprocessor block traffic based on IP?
A. Signature-Based
B. Reputation-Based
C. Policy-Based
D. Anomaly-Based
Answer: B
Explanation:
Explanation
Access control rules within access control policies exert granular control over network traffic logging and handling. Reputation-based conditions in access control rules allow you to manage which traffic can traverse your network, by contextualizing your network traffic and limiting it where appropriate. Access control rules govern the following types of reputation-based control:
+ Application conditions allow you to perform application control, which controls application traffic based on not only individual applications, but also applications' basic characteristics: type, risk, business relevance, categories, and tags.
+ URL conditions allow you to perform URL filtering, which controls web traffic based on individual websites, as well as websites' system-assigned category and reputation.
The ASA FirePOWER module can perform other types of reputation-based control, but you do not configure these using access control rules. For more information, see:
+ Blacklisting Using Security Intelligence IP Address Reputation explains how to limit traffic based on the reputation of a connection's origin or destination as a first line of defense.
+ Tuning Intrusion Prevention Performance explains how to detect, track, store, analyze, and block the transmission of malware and other types of prohibited files.
Source:
http://www.cisco.com/c/en/us/td/docs/security/firesight/541/firepower-module-user-guide/asa-firepower- module-user-guide-v541/AC-Rules-App-URL-Reputation.html