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NEW QUESTION: 1
Under FINRA's rules regarding proper supervision, member firms must:
I. have clear written procedures to supervise the activities of its principals, registered representatives, and other associated persons.
II. designate as an office of supervisory jurisdiction (OSJ) any office of the member that engages in maintaining custody of the funds and/or securities of the member's customers.
III. prohibit the use of any electronic communication method, including personal electronic devices, for business-related communications unless the use of the devices can be properly supervised and the communications retained.
IV. regularly evaluate the effectiveness of its supervisory policies.
A. I, II, III and IV
B. I, III, and IV only
C. I and IV only
D. I, II, and IV only
Answer: A
Explanation:
Explanation/Reference:
Explanation: Under FINRA's rules regarding proper supervision, member firms must engage in the activities described in all four statements, including prohibiting the use of personal electronic devices for business-related communications unless the devices can be properly supervised and the communications retained.

NEW QUESTION: 2
You implement Microsoft Azure Advanced Threat Protection (Azure ATP).
You have an Azure ATP sensor configured as shown m the following exhibit.

How long after the Azure ATP cloud service is updated will the sensor update?
A. 48 hours
B. 12 hours
C. 4 hours
D. 1 hour
E. 7days
Answer: D

NEW QUESTION: 3
The size of buffer pools is critical to the performance characteristics of an application or a group of applications that access data in those buffer pools. To work effortlessly with IBM Marketing Operations, the default buffer pool size needs to be modified.
What should the table space buffer pool for an IBM DB2 database, used for Marketing Operations?
A. 4K
B. 32K
C. 16K
D. 48K
Answer: B