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NEW QUESTION: 1
Giant Investments, a family of mutual funds, is introducing a new fund. G iant has recently filed a
registration statement for the new fund with the SEC and is waiting for the SEC to declare the registration
statement effective. While it does so, Giant may:
I. place advertisements in financial publications that announce that a new fund is expected to be available
soon, along with Giant's contact information.
II. mail preliminary prospectuses to existing and prospective clients.
III. mail existing clients who have been pre-screened to determine that the fund's objectives are in line
with their investment objectives with information on the price they can lock in today to purchase the
shares once the registration statement is deemed effective.
A. I and II only
B. I and III only
C. I only
D. I, II, and III
Answer: A
Explanation:
While Giant is waiting for the SEC to declare its registration statement effective, it may
engage only in the activities described in Selections I and II. It may place advertisements in financial
publications that announce that a new fund is expected to be available soon, along with its contact
information-i.e., a tombstone advertisement; and it may mail preliminary prospectuses to existing and
prospective clients. It may not make any offer to sell the securities to clients, prescreened or otherwise,
prior to the effective date of the registration statement.

NEW QUESTION: 2
변경 관리 절차는 IS 관리자가 다음과 같이 설정할 수 있습니다.
A. 주의가 부족하여 미해결 문제에 이르기까지 비즈니스 운영 중단을 통제합니다.
B. 재해 발생시 비즈니스의 중단없는 운영을 보장합니다.
C. 시스템 변경 사항이 제대로 문서화되었는지 확인하십시오.
D. 테스트 환경에서 프로덕션 환경으로 애플리케이션의 이동을 제어합니다.
Answer: D
Explanation:
설명:
IS 관리는 변경 관리 절차를 수립하여 테스트 환경에서 프로덕션 환경으로의 응용 프로그램 이동을 제어합니다. 문제점 에스컬레이션 절차는주의가 부족한 상태에서 미해결 된 문제에 이르기까지 비즈니스 운영의 중단을 제어하며, 품질 보증 절차는 시스템 변경 사항이 승인되고 테스트 되었는지를 검증합니다.

NEW QUESTION: 3
Which dashboard or workarea displays the Scanned Invoices region for invoices processed through the Payables Integrated Imaging solution?
A. Manage Invoices page
B. Invoices Workarea only
C. C-Level executives
D. Payables Dashboard only
E. Payables Dashboard and Invoices Workarea
Answer: B
Explanation:
Reference:
https://docs.oracle.com/cd/E51367_01/financialsop_gs/FAIPP/F1469798AN1007C.htm